WebJan 20, 2015 · HOUSTON, Jan. 20, 2015 (GLOBE NEWSWIRE) -- LPL Financial Holdings, Inc. branch manager James "Jeb" Bashaw was fired on September 24, 2014 for among other things allegedly engaging in private ... WebOct 17, 2014 · T he disarray surrounding James E. Bashaw & Co., one of Houston's largest private wealth management firms, began when Boston-based LPL Financial recently discharged the company's founder, James...
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WebJan 28, 2014 · Memorial residents Jeb Bashaw and Laurel Thompson also had a close encounter with the Academy Award-winning actor at a private reception after the show. … WebLegatus International of Houston is pleased to announce that James E. "Jeb" Bashaw has ben named President of the Houston Chapter for 2012. Jeb Bashaw People on The Move - Houston Business ... jelani ingram md
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WebOct 11, 2014 · According to Finra registration, Mr. Bashaw is now employed by Wunderlich Securities, Inc. in Houston, Texas. Regulatory Filings. James Bashaw CRD dated October 13, 2014. Press Coverage. 10/13/2014. Selling away claims behind LPL’s termination of James “Jeb” Bashaw. InvestmentNews. 10/11/2014. Top Houston wealth management firm splits WebAug 11, 2014 · Mr. Bashaw is a star broker in Houston; in 2011, Barron’s magazine ranked him the top financial adviser in Texas, with total assets of $3.8 billion.It’s not clear how much of that client money ... WebMay 26, 2024 · LPL Financial has terminated Houston, Texas branch manager, James “Jeb” Bashaw. While the specific basis for his termination currently is unclear, Mr. Bashaw’s publicly available disciplinary record reflects that LPL terminated him for “failure to follow firm policies and industry regulations.” LPL provided no further detail regarding decision. jelanii reed