WebJan 5, 2024 · The no-action letter was expressly conditioned on the fact that the consulting firm would not represent or advise any contacted US-based entity and would not receive, acquire or hold funds or securities. In a 2014 no-action letter, the staff agreed not to recommend enforcement action to the SEC under Section 15(a) ... WebAjax Corp., a Maryland corporation (the “Company”), is appointed by the Board for the …
No-action letter - Wikipedia
WebNov 12, 2024 · On 4 November 2024, the U.S. Securities and Exchange Commission (“SEC”) issued a three-year extension (“the Extension Letter”) to its no-action letters of 26 October 2024, which was originally set to expire on 3 July 2024. The set of letters were originally provided to assist U.S. market participants in their engagement with the new … WebNov 17, 2024 · Response of the Division of Corporation Finance Securities Act of 1933 Section 2(a)(1) Re: IMVU, Inc. Incoming letter dated November 17, 2024. Based on the facts presented, the Division will not recommend enforcement action to the Commission if, in reliance on your opinion as counsel that VCOIN is not a security, IMVU offers and sells … trigg cottage porthleven cornwall
Ajax Myth, Meaning, Death, & Facts Britannica
You state the following: 1. Great Ajax Corp. (the “Company”), a Maryland corporation and publicly traded real estate investment trust (“REIT”), is engaged in the business of acquiring, investing in and … See more Based on the facts and representations in your letter, we would not recommend enforcement action to the Commission under Section 7 of the 1940 Act against the Depositor if the Depositor relies on Section 3(c)(5)(C) of … See more You argue that the Depositor should be able to rely on Section 3(c)(5)(C) because the Depositor is primarily engaged in the mortgage loan business, and thus is an issuer that is … See more WebFeb 21, 2024 · In the Great Ajax letter, however, the SEC staff agreed with the Applicant … WebApr 3, 2024 · Secure Your Seat. The U.S. Securities and Exchange Commission (SEC) has issued a "no-action" letter to TurnKey Jet, Inc., agreeing that tokens used by the business-travel startup are not ... trigg county animal hospital